Description
Overview
The Certified Compliance Officer (CCO) program is a globally recognized certification designed for professionals responsible for developing, implementing, and managing compliance programs. It covers regulatory frameworks, risk management, ethics, and best practices to ensure organizational adherence to laws and industry standards.
Objectives
By the end of the program, participants will:
✔ Understand global compliance regulations (AML, sanctions, GDPR, FCPA, etc.).
✔ Develop and implement an effective compliance program.
✔ Identify and mitigate compliance risks.
✔ Conduct internal audits and investigations.
✔ Prepare for leadership roles in compliance (e.g., Chief Compliance Officer).
Training Content
Module 1: Fundamentals of Compliance
- Definition, importance, and regulatory landscape
- Key compliance frameworks (COSO, ISO 37301, OECD)
Module 2: Compliance Program Development
- Policies, procedures, and internal controls
- Roles of the Board, CCO, and compliance team
Module 3: Risk Assessment & Management
- Compliance risk identification and mitigation
- Third-party due diligence
Module 4: Anti-Fraud & Corruption
- FCPA, UK Bribery Act, ISO 37001
- Whistleblowing mechanisms
Module 5: Data Privacy & Cybersecurity Compliance
- GDPR, CCPA, and global data protection laws
- Incident response planning
Module 6: Monitoring, Auditing & Reporting
- Compliance audits and investigations
- Regulatory reporting (SARs, disclosures)
Module 7: Ethics & Corporate Governance
- Ethical decision-making frameworks
- ESG (Environmental, Social, Governance) compliance
Module 8: Case Studies & Capstone Project
- Real-world compliance failures (e.g., Wells Fargo, Volkswagen)
- Hands-on compliance program development
Learning Outcomes
- Master compliance regulations and frameworks.
- Build a risk-based compliance program from scratch.
- Lead compliance audits and investigations.
- Earn the CCO certification to validate expertise.
Who Should Attend?
- Compliance Officers & Managers
- Risk & Legal Professionals
- Auditors & Internal Control Specialists
- Banking, Healthcare, and Corporate Executives
- Government & Regulatory Officials
Prerequisites:
- 2+ years in compliance, risk, or legal roles (recommended).
- No prior certification required.
Training Methodology
- Live Sessions: Instructor-led (virtual/in-person) with Q&A.
- Case Studies: Analysis of real compliance failures.
- Interactive Workshops: Policy drafting, risk assessment simulations.
- E-Learning: Pre-recorded modules, quizzes, and reading materials.
- Capstone Project: Develop a compliance program for certification.
Facilitator Profile
Trainers are seasoned professionals with:
- 15+ years in compliance leadership (ex-regulators, CCOs of Fortune 500 companies).
- Legal & Risk Management Expertise (FCPA, GDPR, AML specialists).
- Certifications: CAMS, CRCM, CCEP, CISSP, etc.
Duration & Certification
-
- Duration: Bootcamp: 5 days (full-time).
- Certification:
- Exam (multiple-choice + case study).
- “Certified Compliance Officer (CCO)” credential (valid for 2 years; renewal via CPE credits).
Post-Training Support
- 12-Month Access:
- Compliance toolkit (templates, checklists).
- Monthly webinars on regulatory updates.
- Career Services:
- LinkedIn profile optimization.
- Compliance job placement assistance.
- Corporate Alumni Benefits:
- Free annual compliance health check.
- Discounts on advanced courses.
Custom In-House Training Development
We tailor programs for organizations with:
- Industry-Specific Content: Banking, healthcare, energy, etc.
- Localized Regulations: Focus on EU, US, MENA, or APAC laws.
- Flexible Delivery:
- Onsite workshops.
- Hybrid (live + e-learning).
- Train-the-Trainer options.
Sample Customization:
- For Banks: Deep dive into Basel III, FATCA, and AML/CFT.
- For Pharma: HIPAA, anti-bribery, and clinical trial compliance.
Pricing & Enrollment
- Public Program: 1,500–1,500–3,000 (depending on format).
- Corporate Training: Custom quotes (volume discounts available).
